Disclosure of Long Equity Derivative Positions
Released
Released
Announcement PDF
ASX:ST1
29 June 2023
DISCLOSURE OF LONG EQUITY DERIVATIVE POSITIONS
Spirit Technology Solutions (“Spirit” ASX:ST1) advises that it has received the attached notice from
Regal Funds Management Asia Pte Limited which was provided to the Company pursuant to the
Australian Takeovers Panel Guidance Note 20 – Equity Derivatives.
- ENDS –
For and on behalf of the Board of Directors and for all enquiries regarding this announcement
please contact:
James Joughin
Chairman
james.joughin@spirit.com.au
For more information, please visit:
www.spirit.com.au
Business Address: Level 2, 19-25 Raglan Street
South Melbourne VIC 3205
Spirit Technology Solutions
ACN 089 224 402 | ABN 73 089 224 402
spirit.com.au
Do IT with Spirit
28-June-2023
Dear Spirit Technology Solutions Ltd,
Disclosure of Long Equity Derivative Positions
We refer to Guidance Note 20: Equity Derivatives ( GN20), issued by the Australian Takeovers Panel. Terms not defined in this notice
have the meanings given to them in GN20.
GN20 relevantly provides that the non-disclosure of long positions, including long equity derivative positions, may give rise to
unacceptable circumstances. Regal Funds Management Asia Pte Limited, as investment manager of Amazon Market Neutral Fund and
Zambezi Absolute Return Fund (the Funds), discloses the following information on behalf of the Funds.
Zambezi Absolute Return Fund
Identity of the taker:
Relevant security:
Ordinary shares in Spirit Technology Solutions Ltd
Price (including reference price, strike price,
option price etc as appropriate):
Not applicable
Entry date and number of securities to which the Total number of securities to which derivatives relate as at 26-Jun-2023: 56,503,371
derivative relates:
(7.68%)
Type of derivative (e.g. contract for difference,
cash settled put or call option):
Any material changes to information previously
disclosed:
Relevant interests in securities:
None
Long equity derivative positions and relevant
interests held by the taker and its associates:
The Funds have no other associates with a long equity derivative position or relevant
interest in the company
Short equity derivative positions that offset
physical positions:
None
Equity swap
Previous disclosure: below 5% on 31-Mar-2023
Short positions of more than 1% that have been
None
acquired after a long position is disclosed,
whether by notice or substantial holding notice:
Yours sincerely
Greg Laughlin
Chief Executive Officer
Regal Funds Management Asia Pte Limited
Regal Funds Management Asia Pte Limited
T +65 6654 1755 80
Raffles Place #26-23 UOB Plaza 2
Singapore 048624
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